Initial Public Offering (IPO): IPO shares have no trading history, are speculative and are not suitable for all investors. Only you can determine if investing in an IPO is within your tolerance for risk and appropriate for your investment goals. Before investing in an IPO, you should read the prospectus carefully.
Upcoming IPO Information: Information on upcoming IPOs is provided by a third party. Upcoming IPOs will not necessarily be available for potential participation at Capital One Investing, LLC. For a list of new issues, if any, now being offered through Capital One Investing, LLC, see Current Offerings.
IPO Prospectuses: Publication of a prospectus is not a recommendation by Capital One Investing, LLC that any particular investor should purchase the securities described or that the securities are a suitable investment for any particular investor.
Where does this research content come from? It's produced by independent research and ratings providers, not affiliated with us, Capital One Investing, LLC. For more, see our Research Content Disclosure. Delayed quotes: NYSE, NASDAQ and Amex - at least 15 minutes delay. BATS: BATS Exchange real-time quotes may be delayed up to 10 minutes compared to a composite real-time quote. BATS quotes include market information from outside sources that's delayed at least 15 minutes.
Securities are offered by Capital One Investing, LLC, a registered broker-dealer and Member FINRA/SIPC. Advisory services are provided by Capital One Advisors, LLC, an SEC registered investment advisor. Insurance products are offered through Capital One Agency LLC. All are subsidiaries of Capital One Financial Corporation.
ShareBuilder and Capital One ShareBuilder are marketing names for Capital One Investing, LLC. ShareBuilder 401k and ShareBuilder Advisors are the marketing names for Capital One Advisors, LLC.
Securities and services are: Not FDIC insured • Not bank guaranteed • May lose value • Not a deposit • Not Insured by any Federal Government Agency